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John III Doukas Vatatzes

Emperor of Nicaea from 1221 to 1254

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John III Doukas Vatatzes, Latinized as Ducas Vatatzes (Greek: Ἰωάννης Γ´ Δούκας Βατάτζης, romanized: Iōánnēs Doúkās Vatatzēs; c. 1192 – 3 November 1254), was Emperor of Nicaea from 1221 to 1254. He was succeeded by his son, known as Theodore II Doukas Laskaris.

John Doukas Vatatzes, born c. 1192 in Didymoteicho, was probably the son of the general Basil Vatatzes, who was killed in battle in 1194, and his wife, a cousin of the Emperors Isaac II Angelos and Alexios III Angelos. John Doukas Vatatzes had two older brothers. The eldest was Isaac Doukas Vatatzes (1188–1261), while his younger brother died at a young age. Through his marriage to Eudokia Angelina he fathered Theodora Doukaina Vatatzaina, who later married Michael VIII Palaiologos. The middle brother's name is unknown, but his daughter married the protovestiarios Alexios Raoul.

A successful soldier from a military family, John had risen to the position of protovestiarites when he was chosen c. 1216 by Emperor Theodore I Komnenos Laskaris as the second husband for his daughter Irene Laskarina, following the death of her first husband, Andronikos Palaiologos. As husband of Laskaris' firstborn, who had no son of his own, John may have been the de facto heir to the throne, though the question of succession was left open; Laskaris may have hoped his own marriage to Maria of Courtenay in 1219 would produce a male heir. As a result, when John III became emperor in December 1221, following Theodore I's death in November,

he had to suppress opposition to his rule by Laskaris' brothers, Alexios and Isaac. The struggle ended with the Battle of Poimanenon in 1224, in which his opponents were defeated in spite of support from the Latin Empire of Constantinople. John III's victory led to territorial concessions by the Latin Empire in 1225, followed by John's incursion into Europe, where he seized Adrianople.

John III's possession of Adrianople was terminated by Theodore Komnenos Doukas of Epirus and Thessalonica, who drove the Nicaean garrison out of Adrianople and annexed much of Thrace in 1227. The elimination of Theodore by Ivan Asen II of Bulgaria in 1230 put an end to the danger posed by Epirus, and John III made an alliance with Bulgaria against the Latin Empire.

In 1235 this alliance resulted in the restoration of the Bulgarian patriarchate and the marriage between Elena of Bulgaria and Theodore II, respectively Ivan Asen II's daughter and John III's son. In that same year, the Bulgarians and Nicaeans campaigned against the Latin Empire, and in 1236 they attempted a joint siege of Constantinople. Subsequently, Ivan Asen II adopted an ambivalent policy, effectively becoming neutral and leaving John III to his own devices.

John III Vatatzes was greatly interested in the collection and copying of manuscripts, and William of Rubruck reports that he owned a copy of the missing books from Ovid's Fasti. Rubruck was critical of the Hellenic traditions he encountered in the Empire of Nicaea, specifically the feast day for Saint Felicity favored by John Vatatzes, which Friedrich Risch suggests would have been the Felicitanalia, practiced by Sulla to venerate Felicitas in the 1st century with an emphasis on inverting social norms, extolling truth and beauty, reciting profane and satirical verse and wearing ornamented "cenatoria", or dinner robes during the day.

In spite of some reverses against the Latin Empire in 1240, John III was able to take advantage of Ivan Asen II's death in 1241 to impose his own suzerainty over Thessalonica (in 1242), and later to annex this city, as well as much of Bulgarian Thrace in 1246. By 1247 he had established an effective stranglehold on Constantinople. In the last years of his reign Nicaean authority extended far to the west, where John III attempted to contain the expansion of Epirus. Michael's allies Golem of Kruja and Theodore Petraliphas defected to John III in 1252.

John III died in Nymphaion in 1254, and was buried in the monastery of Sosandra, which he had founded, in the region of Magnesia.

In an attempt to save the ailing Latin empire after the joint Nicaean-Bulgarian siege of Constantinople in 1236, Pope Gregory IX called for a crusade against Nicaea and wrote to John III in 1237 informing him of the impending crusader army. In the face of Bulgarian neutrality, John III sought allies elsewhere, turning to the Holy Roman Emperor Frederick II von Hohenstaufen. Frederick II was the most powerful in Europe and had become the hated enemy of the papacy, having already been excommunicated by Gregory IX in 1227. In a letter composed sometime before his second excommunication in 1239, Frederick II wrote to John III lamenting the power of the pope in the west and praising John III for the power of the Byzantine emperor over the clergy.

Warm relations between the two Roman empires had already begun after the Sixth Crusade (1228–1229), undertaken by Frederick II to lift his first excommunication, when Frederick II received a Nicaean embassy bringing gold coins, gold-embroidered silk and horses, among other gifts. By 1238, the two emperors had concluded an alliance. Frederick II agreed to recognize John III as the legitimate Byzantine emperor, albeit with the title "Emperor of the Greeks" (Grecorum imperator / Γραικῶν βασιλεύς), in exchange for mutual aid. That same year, John III sent Nicaean troops to participate in the Siege of Brescia and Frederick II forestalled Gregory IX's crusade headed by the Latin emperor Baldwin II in north Italy, forcing the crusaders to eventually take the overland route to Constantinople in 1239.

In early 1240, John III's wife Irene Lascarina died, and later that year John III married Frederick II's 10-year-old daughter Constance II of Hohenstaufen to cement their alliance, who took the Greek name Anna. Despite the lack of children from the marriage and John III's affair with his wife's lady-in-waiting, the alliance between the two emperors continued until Frederick II's death in 1250.

After Gregory IX's death in 1241, the new pope Innocent IV continued the policies of his predecessor, and attempted to wage war on both emperors. At the Council of Lyon in 1245, Frederick was declared deposed as emperor and excommunicated, for, among a multitude of other reasons, marrying his daughter to John III who was called by Innocent IV "that enemy of God and the church." The illegal papal deposition of Frederick II was widely regarded as illegitimate and no European monarch offered support for Innocent’s anti-Staufen crusade. Frederick remained the preeminent monarch in the west. In the east, the pope called for another crusade against John III and entered into negotiations with the Mongols to invade Nicaea, but both efforts were unsuccessful. In the west, Innocent IV was more successful against Frederick II, and a papal-supported rebellion defeated the imperial army at the Battle of Parma in 1248. However, this and other setbacks notwithstanding, the situation remained fluid and Frederick managed to maintain his dominance in Italy. John III continued to send troops, including archers and infantryman, and subsidies to Frederick via Epirus between 1247 and 1250 to aid his father-in-law, who finally checked papal forces in central Italy at the Battle of Cingoli in August 1250 and avenged his reversals in Lombardy. His anti-imperial crusade seemingly crumbling, Innocent’s position in Lyon was dire. During 1250, Frederick had mostly recovered from his recent setbacks and enjoyed relative imperial ascendancy across Italy; however, the great Hohenstaufen emperor died of dysentery in December of that year.

After Frederick II's death, diplomatic activity briefly continued between the two empires, with John III's son Theodore II Doukas Laskaris delivering a memorial speech in which he admired Frederick II's struggle against the hostility of the western aristocracy and clergy. Frederick's son and successor Conrad IV sent an embassy to Nicaea in 1253 in order to return Constance-Anna's exiled family back to Italy, but Conrad IV and John III's deaths in 1254 ensured that a possible continuation of the imperial alliance never ensued; after Conrad's IV death, the Holy Roman Empire and the Kingdom of Sicily were divided. Frederick's other son Manfred, the last Hohenstaufen king of Sicily, was to prove hostile to the Nicaean cause, invading Nicaea's Albanian coast in 1257 and allying with Michael II Komnenos Doukas against Nicaea in 1259, providing troops for the Battle of Pelagonia. After the Nicaean victory, Michael VIII Palaiologos attempted to marry the widowed Constance-Anna, who had remained at the Nicaean court during the reigns of her stepson and stepgrandson, in order to secure an alliance with Manfred. However, Constance-Anna refused and moved to her brother's court in Sicily in 1261, thus severing all ties with Byzantium and formally ending the alliance started by John III and Frederick II.

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